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EFTA01267639 | EFTA01267715 Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* 06/12/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD ADS Regulatory Fee 0.03 HSOL 06/12/14 06/17/14 Margin Buy - Securities Purchased LANTRONIX INC COM 06/12/14 06/17/14 Margin Sell - Securities Sold 06/12/14 06/17/14 Margin 06/12/14 06/17/14 06/12/14 Symbol/ CUSIP Amount Balance 500- Price 2.2701 1.135.02 (17.575.82) LTRX 422 2.07 (873.54) (18,449.36) ATHERONOVA INC COM Regulatory Fee 0.03 AHRO 500- 2.31 1.154.97 (17,294.39) Sell - Securities Sold HANWHA SOLARONE CO LTD ADS Commission 6.00 Regulatory Fee 0.03 HSOL 500- 2.2801 1.134.02 (16,160.37) Margin Sell - Securities Sold HANWHA SOLARONE CO LTD ADS Regulatory Fee 0.17 HSOL 3.300- 2.28 7323.83 (8,636.54) 06/17/14 Margin Sell - Securities Sold ATHERONOVA INC COM Commission 6.00 Regulatory Fee 0.05 AHRO 865- 2.28 1$66.15 (6,670.39) 06/2/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD ADS Commission 6.00 Regulatory Fee 0.01 HSOL 14- 2.29 26.05 (6,644.34) 06/6/4 06/17/14 Margin Buy - Securities Purchased TESLA MOTORS INC TSLA Jul 19 14 170.0 P TO OPEN Commission 31.30 Regulatory Fee 1.11 46 0.46 (2.148.41) (8,792.75) 06/6/4 06/17/14 Margin Buy - Securities Purchased AMAZON.COM INC AMZN Jul 19 14 270.0 P TO OPEN Commission 24.15 Regulatory Fee 0.80 33 0.36 (1.212.95) (10,005.70) 06/16/14 06/17/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC APOL Jul 19 14 26.0 P TO OPEN Commission 61.00 Regulatory Fee 2.40 100 0.62 (6.263.40) (16,269.10) 06/16/14 06/17/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC APOL Jul 19 14 26.0 P TO OPEN Commission 17.00 Regulatory Fee 0.48 20 0.59 (1.197.48) (17,466.58) page 31 o155 Description CONFIDENTIAL Quantity SDNY_GM_00011585 EFTA_00122236 EFTA01267715
February 14, 2026 at 9:20 AM