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Germany fines Nomura for delays

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Germany’s financial watchdog BaFin fined Japanese investment bank Nomura 320,000 euros for filing late voting-rights disclosures linked to UniCredit’s bid for Commerzbank.

Financial regulator: BaFin fines Nomura over deals surrounding Commerzbank takeover

The Japanese institution helped UniCredit buy the Frankfurt-based bank. In doing so, it filed voting-right notifications late. Why the fine is comparatively low.

Financial regulator: BaFin fines Nomura over deals surrounding Commerzbank takeover

Süddeutsche Zeitung

Commerzbank/Unicredit: Nomura Investment Bank fined over Commerzbank takeover

BaFin imposed a fine of 320,000 euros on the Japanese investment bank Nomura for late disclosures of voting rights in the Commerzbank takeover.

Commerzbank/Unicredit: Nomura Investment Bank fined over Commerzbank takeover

Battle Over Commerzbank – Financial Regulator Fines Nomura

The Japanese financial institution must pay 320,000 euros because it allegedly failed to report its voting rights in time.

Battle Over Commerzbank – Financial Regulator Fines Nomura

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