Topic
LightNews LightNews
Business Germany

Germany fines Nomura for delays

1m

Germany’s financial watchdog BaFin fined Japanese investment bank Nomura 320,000 euros for filing late voting-rights disclosures linked to UniCredit’s bid for Commerzbank.

Handelsblatt
Financial regulator: BaFin fines Nomura over deals surrounding Commerzbank takeover

The Japanese institution helped UniCredit buy the Frankfurt-based bank. In doing so, it filed voting-right notifications late. Why the fine is comparatively low.

Financial regulator: BaFin fines Nomura over deals surrounding Commerzbank takeover
Reposts 0 8h
Süddeutsche Zeitung
Commerzbank/Unicredit: Nomura Investment Bank fined over Commerzbank takeover

BaFin imposed a fine of 320,000 euros on the Japanese investment bank Nomura for late disclosures of voting rights in the Commerzbank takeover.

Commerzbank/Unicredit: Nomura Investment Bank fined over Commerzbank takeover
Reposts 0 8h
Der Standard
Battle Over Commerzbank – Financial Regulator Fines Nomura

The Japanese financial institution must pay 320,000 euros because it allegedly failed to report its voting rights in time.

Battle Over Commerzbank – Financial Regulator Fines Nomura
Reposts 0 11h

by Paul Davies

28%
pauljdavies.bsky.social
👀
(Bloomberg) -- German financial regulator BaFin fined Nomura Holdings Inc. €320,000 for failing to submit Commerzbank AG voting-rights notifications on time during UniCredit SpA’s takeover offer in May and June 2026.
October 20, 2026 at 8:04 AM

by Prem Sikka

42%
LightNews LightNews LightNews